by | Oct 30, 2010 | Towing
A new report from from the Securities and Exchange Commission shows that the agency has set aside $452 million to establish a new “whistleblower” fund.
Earlier this year, as part of sweeping financial reform regulation, the SEC received more authority to pay whistleblower awards and enhance the anti-retaliation protections available to whistleblowers.
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For nearly two years, the…
Continue reading SEC Sets Aside $452 Million for Whistleblowers
SEC Sets Aside $452 Million for Whistleblowers originally appeared on DailyFinance on Sat, 30 Oct 2010 11:10:00.
Filed Under: Economy, Credit
by | Oct 21, 2010 | Towing
Office Depot has agreed to pay $1 million to settle Securities and Exchange Commission charges that it improperly disclosed key financial information to only a few analysts and shareholders. The CEO and former CFO also will pay…
by | Oct 19, 2010 | Towing
Walgreen Chief Financial Officer Wade Miquelon was arrested on drunk driving charges last month — his second such arrest in a little more than a year. The drugstore chain calls it a personal matter, but when it comes to execut…
by | Oct 15, 2010 | Towing
Angelo Mozilo, the former CEO of Countrywide Financial, is in talks with the SEC about a possible deal that could let him avoid standing trial for fraud charges, The Wall Street Journal said.
Talks between Mozilo, two other former executives and the …
by | Oct 8, 2010 | Towing
Regulators brought securities fraud charges against actor Larry Wilcox, who played California Highway Patrol officer Jon Baker on the TV show “CHiPs.”
The SEC alleged that Wilcox and at least a dozen others were engaged in “various illicit kickback schemes to manipulate the volume and price of microcap stocks and illegally generate stock sales.”
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The agency says that Wilcox and the…
Continue reading Former CHiPs Star Charged With Securities Fraud
Former CHiPs Star Charged With Securities Fraud originally appeared on DailyFinance on Fri, 08 Oct 2010 06:58:00.
Filed Under: People, Media, Stocks in the News
