On Wednesday, the FBI arrested Don Chu, an expert on Asian markets for Primary Global Research, setting the tone for the SEC’s crackdown on insider trading. Chu was charged with conspiracy to commit securities fraud and conspir…
Wellington Management has received a document request from federal regulators looking into possible insider trading on the part of money managers with the firm, Bloomberg News reported, citing a person familiar with the process…
In the wake of hundreds of failed banks since the 2008 financial crisis, U.S. regulators reportedly have begun 50 investigations into possible wrongdoing by bank executives, directors and employees.
The Federal Deposit Insurance Corp. (FDIC) is lookin…
Shares of Green Mountain Coffee Roasters plummeted 17.4% in morning trading Wednesday after the company announced that it had discovered $4.4 million worth of accounting errors dating back to 2007, and that the SEC had started …
U.S. officials have begun an investigation into 133,000 Honda Fit models in response to consumer complaints about headlights that stopped working. The National Highway Traffic Safety Administration’s preliminary investigation i…