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Goldman Sachs Fined $650,000 by FINRA for Disclosure Delays

by | Nov 9, 2010 | Towing

Goldman Sachs has been fined $650,000 by the Financial Industry Regulatory Authority for failing to properly disclose to regulators that two of its executives were going to be investigated by the Securities & Exchange Commissio…

Judge Refuses to Dismiss SEC Case Against Goldman’s Fabrice Tourre

by | Nov 2, 2010 | Towing

A federal judge refused a request by Fabrice Tourre of Goldman Sachs (GS) to dismiss an SEC fraud lawsuit, months after Goldman settled its part in the case for $550 million.

The lawsuit accused Goldman of creating collateralized debt obligations (CD…

Goldman Sachs Fined $650,000 by FINRA for Disclosure Delays

Judge Refuses to Dismiss SEC Case Against Goldman’s Fabrice Tourre

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