Tag: SEC
The Temptation of Insider Trading: Why Top Professionals Might Slip
by Peter Cohan on Mar.02, 2011, under Towing
The Securities and Exchange Commission’s insider-trading charges against Rajat Gupta, former head of consulting firm McKinsey & Co., comes as a shock to many. The news comes after another McKinsey director pleaded guilty to insider-trading charges in January. Should we expect more to come?
Continue reading The Temptation of Insider Trading: Why Top Professionals Might Slip
The Temptation of Insider Trading: Why Top Professionals Might Slip originally appeared on DailyFinance on Wed, 02 Mar 2011 21:00:00.
Filed Under: Company News, People, Investing, Goldman Sachs
Investor Lawsuits Are Raising the Heat on Bank of America for ‘Putbacks’
by Abigail Field on Feb.24, 2011, under Towing
When Countrywide Financial created deeply flawed mortgage-backed securities, it wasn’t just selling bad financial products: It was breaking its contracts. Now some ordinary investors are suing Countrywide’s buyer, Bank of America, to force it to repurchase those bad mortgages. That’s their right, but there’s nothing simple about this case, or its ramifications.
Continue reading Investor Lawsuits Are Raising the Heat on Bank of America for ‘Putbacks’
Investor Lawsuits Are Raising the Heat on Bank of America for ‘Putbacks’ originally appeared on DailyFinance on Thu, 24 Feb 2011 16:30:00.
Filed Under: Retirement, Company News, Columns, Economy, Bank of America, Real Estate, Credit, Investment
Justice Denied: Why Countrywide Chief Fraudster Mozilo Isn’t Going to Prison
by Abigail Field on Feb.23, 2011, under Towing
Nope, Angelo Mozilo won’t be serving time, no matter what the evidence shows. In fact, he won’t even face a trial. Wondering how the most convictable CEO among the titans who brought down the financial system is getting off so easy? The answer lies in the revolving door between Wall Street and its “regulators.”
Continue reading Justice Denied: Why Countrywide Chief Fraudster Mozilo Isn’t Going to Prison
Justice Denied: Why Countrywide Chief Fraudster Mozilo Isn’t Going to Prison originally appeared on DailyFinance on Wed, 23 Feb 2011 09:50:00.
Filed Under: Columns, Economy, People, Investing, Market News
Want to Become a Saver? Check These 10 Best Online Resources
by Matthew Scott on Feb.17, 2011, under Towing
If you wish you could become a saver and investor, but you don’t know where to begin, the Alliance for Investor Education wants to help: As part of its America Saves Week, the AIE has released its list of the top 10 online resources to help consumers build up their savings.
Continue reading Want to Become a Saver? Check These 10 Best Online Resources
Want to Become a Saver? Check These 10 Best Online Resources originally appeared on DailyFinance on Thu, 17 Feb 2011 11:30:00.
Filed Under: Retirement, Columns, Investing, Investing Basics
Is It Time to Dump Your Financial Adviser?
by Sheryl Nance-Nash on Feb.05, 2011, under Towing
Your investment adviser is an important partner in your life — after all, who knows your intimate financial details better? It’s an intensely personal, yet professional, relationship. Here’s what to do when you discover that it’s not an ideal marriage.
Continue reading Is It Time to Dump Your Financial Adviser?
Is It Time to Dump Your Financial Adviser? originally appeared on DailyFinance on Sat, 05 Feb 2011 08:00:00.
Filed Under: Columns, Investing, Investing Basics
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